Compliance

118 | Regulatory Round Up

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Tutors:

  • Gillian Boston, Head of Business Consulting, AutoRek
  • Anastasia Georgiou, Product Manager Advisor Software, Morningstar
  • Jonathan Wright, Solicitor, Wedlake Bell LLP

Learning outcomes:

  1. Why good CASS governance and oversight matter
  2. GDPR: what it is and who it affects
  3. MiFID II and how prepared firms are to address it

Channel

Compliance